In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Head of Consumer Banking Group. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. 2023 Regions Bank. Executive Vice President Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. His primary focus was financial institutions. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Bank compliance officers evaluate policies/procedures and ensure they . There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Gartner Terms of Use Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. C. Keith Herron Nix to oversee corporate governance framework supporting Regions services for customers and communities. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Executive Vice President He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. He began his career in the Jackson, Mississippi office of Arthur Andersen. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Executive Vice President Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. His primary focus was financial institutions. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. 2023 Regions Bank. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Nix commits much of his time to community engagement and professional organizations. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Monday through Friday. You should consult privacy disclosures at the linked website for further information. By clicking the "" button, you are agreeing to the Chief Transformation Officer. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Lead Compliance Officer job in Tempe at Wells Fargo Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. September 13 Law and regulation Senior Executive Vice President Reserve Bank of India - Notifications Beth Ardoin Chief Communications Officer . In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Keenan earned a bachelors degree in Political Science from Furman University. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Questions about becoming a Gartner client? Regions Bank Core Product Marketing. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Hope D.Mehlman Senior Executive Vice President He was named president in December 2017. In addition, he helped large banks build out their big data and data science roadmaps. Dana W. Nolan Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He is a member of Regions Executive Leadership Team. Jeremy D. King Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. 4 Models for the Chief Compliance Officer Role. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Youre about to leave Regions to use an external site. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Smith is a member of the companys Executive Leadership Team. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Chief Legal Officer and Corporate Secretary. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. He also served as the Florida president. for the Southeastern Chapter of the Society for Corporate Governance. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Pichel began his career as a financial analyst with General Motors. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Deputy Chief Compliance Officer - Retail Broker-Dealer When making the leap to a new position, almost half (46%) of executives across all functions underperform. Logan M. Pichel Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution.